Registration Information

Why do I have to complete a Customer Risk Profile questionnaire? If I haven’t done the questionnaire, is there any impact on my investment ?

According to a new notification of the Capital Market Supervisory Board, issued by the Office of the Securities and Exchange Commission (SEC), concerning investment advisory and mutual fund trading service, all mutual fund investors must complete the Customer Risk Profile questionnaire to assess their own risk prior to deciding to invest. This notification took effect on July 1, 2011. Investors who have not completed the questionnaire will not be able to buy investment units of the funds they have already or other mutual funds. However, this will not affect their previous investments.