Kasikorn Asset Management Company Limited (the Management Company) would like to inform unitholders that the Management Company has been approved by the Securities and Exchange Commission (SEC) to amend the Projects of 5 under management, as listed below:
1. K Banking Sector Index Fund (K-BANKING)
2. K Equity Fund (K-EQUITY)
3. K Flexible Equity Fund (K-FEQ)
4. K Mid Small Cap Equity Fund (K-MIDSMALL)
5. THE RUANG KHAO 4 FUND (RKF4)
The key amendments, which will be effective from 5 October 2026, are summarized as follows:
1. Amendments to comply with SEC Notification No. Sor Nor. 29/2564: Details of Mutual Fund Project.
| Subjects | Current | New |
Management Fee
| Disclosure of only the maximum management fee. | Additional disclosure of the base management fee. |
| Performance fee | No item specified in the Fund Project | No Performance fee |
Such the amendments relate solely to the disclosure format as required by the SEC and do not affect the Funds' the actual fee currently charged.
2. Amendments to comply with SEC Notification No. Sor Nor. 9/2564: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors.
- Revision of the Rules for changes to fees or expenses.
3. Amendments to comply with Guideline No. Nor Por. 1/2562: Guidelines for the Establishment of Policies, Measures, and Operating Systems Relating to Potential Conflicts of Interest with Clients and to Proprietary Trading of the Management Company.
- Addition of provisions regarding benefits received in connection with business operations (soft/hard dollar).
In addition, the Management Company has been approved by the Securities and Exchange Commission (SEC) to amend the Projects and Commitments in other aspects to comply with the prescribed regulations.
For further information, please contact KAsset Contact Center Tel. 02 673 3888 press 1 or e-mail: ka.customer@kasikornasset.com
Kasikorn Asset Management Co., Ltd.
2 October 2026